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Baldur Janz (Germany), Almut Arneth (Germany), Francesco Cherubini (Norway/Italy), Edouard Davin (Switzerland/France), Aziz Elbehri (Morocco), Kaoru Kitajima (Japan), Werner Kurz (Canada).
Efforts to increase forest area
While deforestation continues in many world regions, especially in the tropics, large expansion of mostly managed forest area has taken place in some countries. In the IPCC context, reforestation (conversion to forest of land that previously contained forests but has been converted to some other use) is distinguished from afforestation (conversion to forest of land that historically has not contained forests; see Glossary). Past expansion of managed forest area occurred in many world-regions for a variety of reasons, from meeting needs for wood fuel or timber (Vadell et al. 2016 591 ; Joshi et al. 2011 592 ; Zaloumis and Bond 2015 593 ; Payn et al. 2015 594 ; Shoyama 2008 595 ; Miyamoto et al. 2011 596 ) to restoration-driven efforts, with the aim of enhancing ecological function (Filoso et al. 2017 597 ; Salvati and Carlucci 2014 598 ; Ogle et al. 2018 599 ; Crouzeilles et al. 2016 600 ; FAO 2016 601 ) (Sections 3.7 and 4.9).
In many regions, net forest area increase includes deforestation (often of native forests) alongside increasing forest area (often managed forest, but also more natural forest restoration efforts) (Heilmayr et al. 2016 602 ; Scheidel and Work 2018 603 ; Hua et al. 2018 604 ; Crouzeilles et al. 2016 605 ; Chazdon et al. 2016b 606 ). China and India have seen the largest net forest area increase, aiming to alleviate soil erosion, desertification and overgrazing (Ahrends et al. 2017 607 ; Cao et al. 2016 608 ; Deng et al. 2015 609 ; Chen et al. 2019 610 ) (Sections 3.7 and 4.9) but uncertainties in exact forest area changes remain large, mostly due to differences in methodology and forest classification (FAO 2015a 611 ; Song et al. 2018 612 ; Hansen et al. 2013 613 ; MacDicken et al. 2015 614 ).
What are the implications for ecosystems?
1. Implications for biogeochemical and biophysical processes
There is robust evidence and medium agreement that whilst forest area expansion increases ecosystem carbon storage, the magnitude of the increased stock depends on the type and length of former land use, forest type planted, and climatic regions (Bárcena et al. 2014 615 ; Poeplau et al. 2011 616 ; Shi et al. 2013 617 ; Li et al. 2012 618 ) (Section 4.3). While reforestation of former croplands increases net ecosystem carbon storage (Bernal et al. 2018 619 ; Lamb 2018 620 ), afforestation on native grassland results in reduction of soil carbon stocks, which can reduce or negate the net carbon benefits which are dominated by increases in biomass, dead wood and litter carbon pools (Veldman et al. 2015, 2017 621 ).
Forest vs non-forest lands differ in land surface reflectiveness of shortwave radiation and evapotranspiration (Anderson et al. 2011 622 ; Perugini et al. 2017 623 ) (Section 2.4). Evapotranspiration from forests during the growing season regionally cools the land surface and enhances cloud cover that reduces shortwave radiation reaching the land, an impact that is especially pronounced in the tropics. However, dark evergreen conifer-dominated forests have low surface reflectance, and tend to cause warming of the near-surface atmosphere compared to non-forest land, especially when snow cover is present such as in boreal regions (Duveiller et al. 2018 624 ; Alkama and Cescatti 2016 625 ; Perugini et al. 2017 626 ) (medium evidence, high agreement).
2. Implications for water balance
Evapotranspiration by forests reduces surface runoff and erosion of soil and nutrients (Salvati et al. 2014 627 ). Planting of fast-growing species in semi-arid regions or replacing natural grasslands with forest plantations can divert soil water resources to evapotranspiration from groundwater recharge (Silveira et al. 2016 628 ; Zheng et al. 2016 629 ; Cao et al. 2016 630 ). Multiple cases are reported from China where afforestation programs, some with irrigation, without having been tailored to local precipitation conditions, resulted in water shortages and tree mortality (Cao et al. 2016; Yang et al. 2014 631 ; Li et al. 2014 632 ; Feng et al. 2016 633 ). Water shortages may create long-term water conflicts (Zheng et al. 2016 634 ). However, reforestation (in particular for restoration) is also associated with improved water filtration, groundwater recharge (Ellison et al. 2017 635 ) and can reduce risk of soil erosion, flooding, and associated disasters (Lee et al. 2018 636 ) (Section 4.9).
3. Implications for biodiversity
Impacts of forest area expansion on biodiversity depend mostly on the vegetation cover that is replaced: afforestation on natural non-tree-dominated ecosystems can have negative impacts on biodiversity (Abreu et al. 2017 637 ; Griffith et al. 2017 638 ; Veldman et al. 2015 639 ; Parr et al. 2014 640 ; Wilson et al. 2017 641 ; Hua et al. 2016 642 ; see also IPCC 1.5° report (2018)). Reforestation with monocultures of fast-growing, non-native trees has little benefit to biodiversity (Shimamoto et al. 2018 643 ; Hua et al. 2016). There are also concerns regarding some commonly used plantation species (e.g., Acacia and Pinus species) to become invasive (Padmanaba and Corlett 2014 644 ; Cunningham et al. 2015b 645 ).|}
Reforestation with mixes of native species, especially in areas that retain fragments of native forest, can support ecosystem services and biodiversity recovery, with positive social and environmental co-benefits (Cunningham et al. 2015a 646 ; Dendy et al. 2015 647 ; Chaudhary and Kastner 2016 648 ; Huang et al. 2018 649 ; Locatelli et al. 2015b 650 ) (Section 4.5). Even though species diversity in re-growing forests is typically lower than in primary forests, planting native or mixed species can have positive effects on biodiversity (Brockerhoff et al. 2013 651 ; Pawson et al. 2013 652 ; Thompson et al. 2014 653 ). Reforestation has been shown to improve links among existing remnant forest patches, increasing species movement, and fostering gene flow between otherwise isolated populations (Gilbert-Norton et al. 2010 654 ; Barlow et al. 2007 655 ; Lindenmayer and Hobbs 2004 656 ).
4. Implications for other ecosystem services and societies
Forest area expansion could benefit recreation and health, preservation of cultural heritage and local values and knowledge, livelihood support (via reduced resource conflicts, restoration of local resources). These social benefits could be most successfully achieved if local communities’ concerns are considered (Le et al. 2012 657 ). However, these co-benefits have rarely been assessed due to a lack of suitable frameworks and evaluation tools (Baral et al. 2016 658 ).
Industrial forest management can be in conflict with the needs of forest-dependent people and community-based forest management over access to natural resources (Gerber 2011 659 ; Baral et al. 2016 660 ) and/or loss of customary rights over land use (Malkamäki et al. 2018 661 ; Cotula et al. 2014 662 ). A common result is out-migration from rural areas and diminishing local uses of ecosystems (Gerber 2011 663 ). Policies promoting large-scale tree plantations gain traction if these are reappraised in view of potential co-benefits with several ecosystem services and local societies (Bull et al. 2006 664 ; Le et al. 2012 665 ).
Scenarios of forest area expansion for land-based climate change mitigation
Conversion of non-forest to forest land has been discussed as a relatively cost-effective climate change mitigation option when compared to options in the energy and transport sectors (medium evidence, medium agreement) (de Coninck et al. 2018 666 ; Griscom et al. 2017 667 ; Fuss et al. 2018 668 ), and can have co-benefits with adaptation.
Sequestration of CO 2 from the atmosphere through forest area expansion has become a fundamental part of stringent climate change mitigation scenarios (Rogelj et al. 2018a 669 ; Fuss et al. 2018 670 ) (e.g., Sections 2.5, 4.5 and 6.2). The estimated mitigation potential ranges from about 0.5 to 10 GtCO 2 yr–1 (robust evidence, medium agreement), and depends on assumptions regarding available land and forest carbon uptake potential (Houghton 2013 671 ; Houghton and Nassikas 2017 672 ; Griscom et al. 2017 673 ; Lenton 2014 674 ; Fuss et al. 2018 675 ; Smith 2016 676 ) (Section 2.5.1). In climate change mitigation scenarios, typically, no differentiation is made between reforestation and afforestation despite different overall environmental impacts between these two measures. Likewise, biodiversity conservation, impacts on water balances, other ecosystem services, or land-ownership – as constraints when simulating forest area expansion (Cross-Chapter Box 1 in Chapter 1) – tend not to be included as constraints when simulating forest area expansion.
Projected forest area increases, relative to today’s forest area, range from approximately 25% in 2050 and increase to nearly 50% by 2100 (Rogelj et al. 2018a 677 ; Kreidenweis et al. 2016 678 ; Humpenoder et al. 2014 679 ). Potential adverse side-effects of such large-scale measures, especially for low-income countries, could be increasing food prices from the increased competition for land (Kreidenweis et al. 2016 680 ; Hasegawa et al. 2015 681 , 2018 682 ; Boysen et al. 2017 683 ) (Section 5.5). Forests also emit large amounts of biogenic volatile compounds that under some conditions contribute to the formation of atmospherically short-lived climate forcing compounds, which are also detrimental to health (Ashworth et al. 2013 684 ; Harrison et al. 2013 685 ). Recent analyses argued for an upper limit of about 5 million km2 of land globally available for climate change mitigation through reforestation, mostly in the tropics (Houghton 2013 686 ) – with potential regional co-benefits.
Since forest growth competes for land with bioenergy crops (Harper et al. 2018 687 ) (Cross-Chapter Box 7 in Chapter 6), global area estimates need to be assessed in light of alternative mitigation measures at a given location. In all forest-based mitigation efforts, the sequestration potential will eventually saturate unless the area keeps expanding, or harvested wood is either used for long-term storage products or for carbon capture and storage (Fuss et al. 2018 688 ; Houghton et al. 2015 689 ) (Section 2.5.1). Considerable uncertainty in forest carbon uptake estimates is further introduced by potential forest losses from fire or pest outbreaks (Allen et al. 2010 690 ; Anderegg et al. 2015 691 ) (Cross-Chapter Box 3 in Chapter 2). And like all land-based mitigation measures, benefits may be diminshed by land-use displacement, and through trade of land-based products, especially in poor countries that experience forest loss (e.g., Africa) (Bhojvaid et al. 2016 692 ; Jadin et al. 2016 693 ).
Conclusion
Reforestation is a mitigation measure with potential co-benefits for conservation and adaptation, including biodiversity habitat, air and water filtration, flood control, enhanced soil fertility and reversal of land degradation. Potential adverse side-effects of forest area expansion depend largely on the state of the land it displaces as well as tree species selections. Active governance and planning contribute to maximising co-benefits while minimising adverse side-effects (Laestadius et al. 2011 694 ; Dinerstein et al. 2015 695 ; Veldman et al. 2017 696 ) (Section 4.8 and Chapter 7). At large spatial scales, forest expansion is expected to lead to increased competition for land, with potentially undesirable impacts on food prices, biodiversity, non-forest ecosystems and water availability (Bryan and Crossman 2013 697 ; Boysen et al. 2017 698 ; Kreidenweis et al. 2016 699 ; Egginton et al. 2014 700 ; Cao et al. 2016 701 ; Locatelli et al. 2015a 702 ; Smith et al. 2013 703 ).== 1.3.2 Land management ==
1.3.2.1 Agricultural, forest and soil management
Sustainable land management (SLM) describes “the stewardship and use of land resources, including soils, water, animals and plants, to meet changing human needs while simultaneously assuring the long-term productive potential of these resources and the maintenance of their environmental functions” (Alemu 2016 704 ; Altieri and Nicholls 2017 705 ) (e.g., Section 4.1.5), and includes ecological, technological and governance aspects.
The choice of SLM strategy is a function of regional context and land-use types, with high agreement on (a combination of) choices such as agroecology (including agroforestry), conservation agriculture and forestry practices, crop and forest species diversity, appropriate crop and forest rotations, organic farming, integrated pest management, the preservation and protection of pollination services, rainwater harvesting, range and pasture management, and precision agriculture systems (Stockmann et al. 2013 706 ; Ebert, 2014 707 ; Schulte et al. 2014 708 ; Zhang et al. 2015 709 ; Sunil and Pandravada 2015 710 ; Poeplau and Don 2015 711 ; Agus et al. 2015 712 ; Keenan 2015 713 ; MacDicken et al. 2015 714 ; Abberton et al. 2016 715 ). Conservation agriculture and forestry uses management practices with minimal soil disturbance such as no tillage or minimum tillage, permanent soil cover with mulch, combined with rotations to ensure a permanent soil surface, or rapid regeneration of forest following harvest (Hobbs et al. 2008 716 ; Friedrich et al. 2012 717 ). Vegetation and soils in forests and woodland ecosystems play a crucial role in regulating critical ecosystem processes, therefore reduced deforestation together with sustainable forest management are integral to SLM (FAO 2015b 718 ) (Section 4.8). In some circumstances, increased demand for forest products can also lead to increased management of carbon storage in forests (Favero and Mendelsohn 2014 719 ). Precision agriculture is characterised by a “management system that is information and technology based, is site specific and uses one or more of the following sources of data: soils, crops, nutrients, pests, moisture, or yield, for optimum profitability, sustainability, and protection of the environment” (USDA 2007 720 ) (Cross-Chapter Box 6 in Chapter 5). The management of protected areas that reduce deforestation also plays an important role in climate change mitigation and adaptation while delivering numerous ecosystem services and sustainable development benefits (Bebber and Butt 2017 721 ). Similarly, when managed in an integrated and sustainable way, peatlands are also known to provide numerous ecosystem services, as well as socio-economic and mitigation and adaptation benefits (Ziadat et al. 2018 722 ).
Biochar is an organic compound used as soil amendment and is believed to be potentially an important global resource for mitigation. Enhancing the carbon content of soil and/or use of biochar (Chapter 4) have become increasingly important as a climate change mitigation option with possibly large co-benefits for other ecosystem services. Enhancing soil carbon storage and the addition of biochar can be practiced with limited competition for land, provided no productivity/ yield loss and abundant unused biomass, but evidence is limited and impacts of large scale application of biochar on the full GHG balance of soils, or human health are yet to be explored (Gurwick et al. 2013 723 ; Lorenz and Lal 2014 724 ; Smith 2016 725 ).== 1.3.3 Value chain management ==
1.3.3.1 Supply management
Food losses from harvest to retailer. Approximately one-third of losses and waste in the food system occurs between crop production and food consumption, increasing substantially if losses in livestock production and overeating are included (Gustavsson et al. 2011 726 ; Alexander et al. 2017 727 ). This includes on-farm losses, farm to retailer losses, as well retailer and consumer losses (Section 1.3.3.2).
Post-harvest food loss – on farm and from farm to retailer – is a widespread problem, especially in developing countries (Xue et al. 2017 728 ), but are challenging to quantify. For instance, averaged for eastern and southern Africa an estimated 10–17% of annual grain production is lost (Zorya et al. 2011 729 ). Across 84 countries and different time periods, annual median losses in the supply chain before retailing were estimated at about 28 kg per capita for cereals or about 12 kg per capita for eggs and dairy products (Xue et al. 2017 730 ). For the year 2013, losses prior to the reaching retailers were estimated at 20% (dry weight) of the production amount (22% wet weight) (Gustavsson et al. 2011 731 ; Alexander et al. 2017 732 ). While losses of food cannot be realistically reduced to zero, advancing harvesting technologies (Bradford et al. 2018 733 ; Affognon et al. 2015 734 ), storage capacity (Chegere 2018 735 ) and efficient transportation could all contribute to reducing these losses with co-benefits for food availability, the land area needed for food production and related GHG emissions.
Stability of food supply, transport and distribution. Increased climate variability enhances fluctuations in world food supply and price variability (Warren 2014 736 ; Challinor et al. 2015 737 ; Elbehri et al. 2017 738 ). ‘Food price shocks’ need to be understood regarding their transmission across sectors and borders and impacts on poor and food insecure populations, including urban poor subject to food deserts and inadequate food accessibility (Widener et al. 2017 739 ; Lehmann et al. 2013 740 ; Le 2016 741 ; FAO 2015b 742 ). Trade can play an important stabilising role in food supply, especially for regions with agro-ecological limits to production, including water scarce regions, as well as regions that experience short-term production variability due to climate, conflicts or other economic shocks (Gilmont 2015 743 ; Marchand et al. 2016 744 ). Food trade can either increase or reduce the overall environmental impacts of agriculture (Kastner et al. 2014 745 ). Embedded in trade are virtual transfers of water, land area, productivity, ecosystem services, biodiversity, or nutrients (Marques et al. 2019 746 ; Wiedmann and Lenzen 2018 747 ; Chaudhary and Kastner 2016 748 ) with either positive or negative implications (Chen et al. 2018 749 ; Yu et al. 2013 750 ). Detrimental consequences in countries in which trade dependency may accentuate the risk of food shortages from foreign production shocks could be reduced by increasing domestic reserves or importing food from a diversity of suppliers (Gilmont 2015 751 ; Marchand et al. 2016 752 ).
Climate mitigation policies could create new trade opportunities (e.g., biomass) (Favero and Massetti 2014 753 ) or alter existing trade patterns. The transportation GHG footprints of supply chains may be causing a differentiation between short and long supply chains (Schmidt et al. 2017 754 ) that may be influenced by both economics and policy measures (Section 5.4). In the absence of sustainable practices and when the ecological footprint is not valued through the market system, trade can also exacerbate resource exploitation and environmental leakages, thus weakening trade mitigation contributions (Dalin and Rodríguez-Iturbe 2016 755 ; Mosnier et al. 2014 756 ; Elbehri et al. 2017 757 ). Ensuring stable food supply while pursuing climate mitigation and adaptation will benefit from evolving trade rules and policies that allow internalisation of the cost of carbon (and costs of other vital resources such as water, nutrients). Likewise, future climate change mitigation policies would gain from measures designed to internalise the environmental costs of resources and the benefits of ecosystem services (Elbehri et al. 2017 758 ; Brown et al. 2007 759 ).
1.3.3.2 Demand management
Dietary change. Demand-side solutions to climate mitigation are an essential complement to supply-side, technology and productivity driven solutions ( high confidence ) (Creutzig et al. 2016 760 ; Bajželj et al. 2014 761 ; Erb et al. 2016b 762 ; Creutzig et al. 2018 763 ) (Sections 5.5.1 and 5.5.2). The environmental impacts of the animal-rich ‘western diets’ are being examined critically in the scientific literature (Hallström et al. 2015 764 ; Alexander et al. 2016b 765 ; Alexander et al. 2015 766 ; Tilman and Clark 2014 767 ; Aleksandrowicz et al. 2016 768 ; Poore and Nemecek 2018 769 ) (Section 5.4.6). For example, if the average diet of each country were consumed globally, the agricultural land area needed to supply these diets would vary 14-fold, due to country differences in ruminant protein and calorific intake (–55% to +178% compared to existing cropland areas). Given the important role enteric fermentation plays in methane (CH4) emissions, a number of studies have examined the implications of lower animal-protein diets (Swain et al. 2018 770 ; Röös et al. 2017 771 ; Rao et al. 2018 772 ). Reduction of animal protein intake has been estimated to reduce global green water (from precipitation) use by 11% and blue water (from rivers, lakes, groundwater) use by 6% (Jalava et al. 2014 773 ). By avoiding meat from producers with above-median GHG emissions and halving animal-product intake, consumption change could free-up 21 million km 2 of agricultural land and reduce GHG emissions by nearly 5 GtCO 2 -eq yr –1 or up to 10.4 GtCO 2 -eq yr –1 when vegetation carbon uptake is considered on the previously agricultural land (Poore and Nemecek 2018 774 , 2019).
Diets can be location and community specific, are rooted in culture and traditions while responding to changing lifestyles driven for instance by urbanisation and changing income. Changing dietary and consumption habits would require a combination of non-price (government procurement, regulations, education and awareness raising) and price incentives (Juhl and Jensen 2014 775 ) to induce consumer behavioural change with potential synergies between climate, health and equity (addressing growing global nutrition imbalances that emerge as undernutrition, malnutrition, and obesity) (FAO 2018b 776 ).
Reduced waste and losses in the food demand system. Global averaged per capita food waste and loss (FWL) have increased by 44% between 1961 and 2011 (Porter et al. 2016 777 ) and are now around 25–30% of global food produced (Kummu et al. 2012 778 ; Alexander et al. 2017 779 ). Food waste occurs at all stages of the food supply chain from the household to the marketplace (Parfitt et al. 2010 780 ) and is found to be larger at household than at supply chain levels. A meta-analysis of 55 studies showed that the highest share of food waste was at the consumer stage (43.9% of total) with waste increasing with per capita GDP for high-income countries until a plateaux at about 100 kg cap –1 yr –1 (around 16% of food consumption) above about 70,000 USD cap –1 (van der Werf and Gilliland 2017 781 ; Xue et al. 2017 782 ). Food loss from supply chains tends to be more prevalent in less developed countries where inadequate technologies, limited infrastructure, and imperfect markets combine to raise the share of the food production lost before use.
There are several causes behind food waste including economics (cheap food), food policies (subsidies) as well as individual behaviour (Schanes et al. 2018 783 ). Household level food waste arises from overeating or overbuying (Thyberg and Tonjes 2016 784 ). Globally, overconsumption was found to waste 9–10% of food bought (Alexander et al. 2017 785 ).
Solutions to FWL thus need to address technical and economic aspects. Such solutions would benefit from more accurate data on the loss-source, loss-magnitude and causes along the food supply chain. In the long run, internalising the cost of food waste into the product price would more likely induce a shift in consumer behaviour towards less waste and more nutritious, or alternative, food intake (FAO 2018b 786 ). Reducing FWL would bring a range of benefits for health, reducing pressures on land, water and nutrients, lowering emissions and safeguarding food security. Reducing food waste by 50% would generate net emissions reductions in the range of 20 to 30% of total food-sourced GHGs (Bajželj et al. 2014 787 ). SDG 12 (“Ensure sustainable consumption and production patterns”) calls for per capita global food waste to be reduced by one-half at the retail and consumer level, and reducing food losses along production and supply chains by 2030.== 1.3.4 Risk management ==
Risk management refers to plans, actions, strategies or policies to reduce the likelihood and/or magnitude of adverse potential consequences, based on assessed or perceived risks. Insurance and early warning systems are examples of risk management, but risk can also be reduced (or resilience enhanced) through a broad set of options ranging from seed sovereignty, livelihood diversification, to reducing land loss through urban sprawl. Early warning systems support farmer decision-making on management strategies (Section 1.2) and are a good example of an adaptation measure with mitigation co-benefits such as reducing carbon losses (Section 1.3.6). Primarily designed to avoid yield losses, early warning systems also support fire management strategies in forest ecosystems, which prevents financial as well as carbon losses (de Groot et al. 2015 788 ). Given that over recent decades on average around 10% of cereal production was lost through extreme weather events (Lesk et al. 2016 790 ), where available and affordable, insurance can buffer farmers and foresters against the financial losses incurred through such weather and other (fire, pests) extremes (Falco et al. 2014 791 ) (Sections 7.2 and 7.4). Decisions to take up insurance are influenced by a range of factors such as the removal of subsidies or targeted education (Falco et al. 2014). Enhancing access and affordability of insurance in low-income countries is a specific objective of the UNFCCC (Linnerooth-Bayer and Mechler 2006 792 ). A global mitigation co-benefit of insurance schemes may also include incentives for future risk reduction (Surminski and Oramas-Dorta 2014 793 ).
1.3.5 Economics of land-based mitigation pathways: Costs versus benefits of early action under uncertainty
The overarching societal costs associated with GHG emissions and the potential implications of mitigation activities can be measured by various metrics (cost-benefit analysis, cost effectiveness analysis) at different scales (project, technology, sector or the economy) (IPCC 2018 794 ) (Section 1.4). The social cost of carbon (SCC) measures the total net damages of an extra metric tonne of CO 2 emissions due to the associated climate change (Nordhaus 2014 795 ; Pizer et al. 2014 796 ). Both negative and positive impacts are monetised and discounted to arrive at the net value of consumption loss. As the SCC depends on discount rate assumptions and value judgements (e.g., relative weight given to current vs future generations), it is not a straightforward policy tool to compare alternative options. At the sectoral level, marginal abatement cost curves (MACCs) are widely used for the assessment of costs related to GHG emissions reduction. MACCs measure the cost of reducing one more GHG unit and are either expert-based or model-derived and offer a range of approaches and assumptions on discount rates or available abatement technologies (Kesicki 2013 797 ). In land-based sectors, Gillingham and Stock (2018) 798 reported short-term static abatement costs for afforestation of between 1 and 10 USD2017 per tCO 2 , soil management at 57 and livestock management at 71 USD2017 per tCO 2 . MACCs are more reliable when used to rank alternative options compared to a baseline (or business as usual) rather than offering absolute numerical measures (Huang et al. 2016 799 ). The economics of land-based mitigation options encompass also the “costs of inaction” that arise either from the economic damages due to continued accumulation of GHGs in the atmosphere and from the diminution in value of ecosystem services or the cost of their restoration where feasible (Rodriguez-Labajos 2013 800 ; Ricke et al. 2018 801 ). Overall, it remains challenging to estimate the costs of alternative mitigation options owing to the context – and scale-specific interplay between multiple drivers (technological, economic, and socio-cultural) and enabling policies and institutions (IPCC 2018 802 ) (Section 1.4).
The costs associated with mitigation (both project-linked such as capital costs or land rental rates, or sometimes social costs) generally increase with stringent mitigation targets and over time. Sources of uncertainty include the future availability, cost and performance of technologies (Rosen and Guenther 2015 803 ; Chen et al. 2016 804 ) or lags in decision-making, which have been demonstrated by the uptake of land use and land utilisation policies (Alexander et al. 2013 805 ; Hull et al. 2015 806 ; Brown et al. 2018b 807 ). There is growing evidence of significant mitigation gains through conservation, restoration and improved land management practices (Griscom et al. 2017 808 ; Kindermann et al. 2008 809 ; Golub et al. 2013 810 ; Favero et al. 2017 811 ) (Chapters 4 and 6), but the mitigation cost efficiency can vary according to region and specific ecosystem (Albanito et al. 2016 812 ). Recent model developments that treat process-based, human–environment interactions have recognised feedbacks that reinforce or dampen the original stimulus for land-use change (Robinson et al. 2017 813 ; Walters and Scholes 2017 814 ). For instance, land mitigation interventions that rely on large-scale, land-use change (e.g., afforestation) would need to account for the rebound effect (which dampens initial impacts due to feedbacks) in which raising land prices also raises the cost of land-based mitigation (Vivanco et al. 2016 815 ). Although there are few direct estimates, indirect assessments strongly point to much higher costs if action is delayed or limited in scope ( medium confidence ). Quicker response options are also needed to avoid loss of high-carbon ecosystems and other vital ecosystem services that provide multiple services that are difficult to replace (peatlands, wetlands, mangroves, forests) (Yirdaw et al. 2017 816 ; Pedrozo-Acuña et al. 2015 817 ). Delayed action would raise relative costs in the future or could make response options less feasible ( medium confidence ) (Goldstein et al. 2019 818 ; Butler et al. 2014 819 ).
1.3.6 Adaptation measures and scope for co-benefits with mitigation
Adaptation and mitigation have generally been treated as two separate discourses, both in policy and practice, with mitigation addressing cause and adaptation dealing with the consequences of climate change (Hennessey et al. 2017 820 ). While adaptation (e.g., reducing flood risks) and mitigation (e.g., reducing non-CO 2 emissions from agriculture) may have different objectives and operate at different scales, they can also generate joint outcomes (Locatelli et al. 2015b 821 ) with adaptation generating mitigation co-benefits. Seeking to integrate strategies for achieving adaptation and mitigation goals is attractive in order to reduce competition for limited resources and trade-offs (Lobell et al. 2013 822 ; Berry et al. 2015 823 ; Kongsager and Corbera 2015 824 ). Moreover, determinants that can foster adaptation and mitigation practices are similar. These tend to include available technology and resources, and credible information for policymakers to act on (Yohe 2001 825 ).
Four sets of mitigation–adaptation interrelationships can be distinguished: (i) mitigation actions that can result in adaptation benefits; (ii) adaptation actions that have mitigation benefits; (iii) processes that have implications for both adaptation and mitigation; and (iv) strategies and policy processes that seek to promote an integrated set of responses for both adaptation and mitigation (Klein et al. 2007). A high level of adaptive capacity is a key ingredient to developing successful mitigation policy. Implementing mitigation action can result in increasing resilience especially if it is able to reduce risks. Yet, mitigation and adaptation objectives, scale of implementation, sector and even metrics to identify impacts tend to differ (Ayers and Huq 2009 826 ), and institutional setting, often does not enable an environment where synergies are sought (Kongsager et al. 2016 827 ). Trade-offs between adaptation and mitigation exist as well and need to be understood (and avoided) to establish win-win situations (Porter et al. 2014 828 ; Kongsager et al. 2016 829 ).
Forestry and agriculture offer a wide range of lessons for the integration of adaptation and mitigation actions given the vulnerability of forest ecosystems or cropland to climate variability and change (Keenan 2015 830 ; Gaba et al. 2015 831 ) (Sections 5.6 and 4.8). Increasing adaptive capacity in forested areas has the potential to prevent deforestation and forest degradation (Locatelli et al. 2011 832 ). Reforestation projects, if well managed, can increase community economic opportunities that encourage conservation (Nelson and de Jong 2003 833 ), build capacity through training of farmers and installation of multifunctional plantations with income generation (Reyer et al. 2009 834 ), strengthen local institutions (Locatelli et al. 2015a 835 ) and increase cash-flow to local forest stakeholders from foreign donors (West 2016 836 ). A forest plantation that sequesters carbon for mitigation can also reduce water availability to downstream populations and heighten their vulnerability to drought. Inversely, not recognising mitigation in adaptation projects may yield adaptation measures that increase greenhouse gas emissions, a prime example of ‘maladaptation’. Analogously, ‘mal-mitigation’ would result in reducing GHG emissions, but increasing vulnerability (Barnett and O’Neill 2010 837 ; Porter et al. 2014 838 ). For instance, the cost of pursuing large-scale adaptation and mitigation projects has been associated with higher failure risks, onerous transactions costs and the complexity of managing big projects (Swart and Raes 2007 839 ).
Adaptation encompasses both biophysical and socio-economic vulnerability and underlying causes (informational, capacity, financial, institutional, and technological; Huq et al. 2014 840 ) and it is increasingly linked to resilience and to broader development goals (Huq et al. 2014 841 ). Adaptation measures can increase performance of mitigation projects under climate change and legitimise mitigation measures through the more immediately felt effects of adaptation (Locatelli et al. 2011 842 ; Campbell et al. 2014 843 ; Locatelli et al. 2015b 844 ). Effective climate policy integration in the land sector is expected to gain from (i) internal policy coherence between adaptation and mitigation objectives, (ii) external climate coherence between climate change and development objectives, (iii) policy integration that favours vertical governance structures to foster effective mainstreaming of climate change into sectoral policies, and (iv) horizontal policy integration through overarching governance structures to enable cross-sectoral coordination (Sections 1.4 and 7.4).
1.4 Enabling the response
Climate change and sustainable development are challenges to society that require action at local, national, transboundary and global scales. Different time-perspectives are also important in decision-making, ranging from immediate actions to long-term planning and investment. Acknowledging the systemic link between food production and consumption, and land-resources more broadly is expected to enhance the success of actions (Bazilian et al. 2011 845 ; Hussey and Pittock 2012 846 ). Because of the complexity of challenges and the diversity of actors involved in addressing these challenges, decision-making would benefit from a portfolio of policy instruments. Decision-making would also be facilitated by overcoming barriers such as inadequate education and funding mechanisms, as well as integrating international decisions into all relevant (sub)national sectoral policies (Section 7.4).
‘Nexus thinking’ emerged as an alternative to the sector-specific governance of natural resource use to achieve global securities of water (D’Odorico et al. 2018 847 ), food and energy (Hoff 2011 848 ; Allan et al. 2015 849 ), and also to address biodiversity concerns (Fischer et al. 2017 850 ). Yet, there is no agreed definition of “nexus” nor a uniform framework to approach the concept, which may be land-focused (Howells et al. 2013 851 ), water-focused (Hoff 2011 852 ) or food-centred (Ringler and Lawford 2013 853 ; Biggs et al. 2015 854 ). Significant barriers remain to establish nexus approaches as part of a wider repertoire of responses to global environmental change, including challenges to cross-disciplinary collaboration, complexity, political economy and the incompatibility of current institutional structures (Hayley et al. 2015 855 ; Wichelns 2017 856 ) (Sections 7.5.6 and 7.6.2).
1.4.1 Governance to enable the response
Governance includes the processes, structures, rules and traditions applied by formal and informal actors including governments, markets, organisations, and their interactions with people. Land governance actors include those affecting policies and markets, and those directly changing land use (Hersperger et al. 2010 858 ). The former includes governments and administrative entities, large companies investing in land, non-governmental institutions and international institutions. It also includes UN agencies that are working at the interface between climate change and land management, such as the FAO and the World Food Programme that have inter alia worked on advancing knowledge to support food security through the improvement of techniques and strategies for more resilient farm systems. Farmers and foresters directly act on land (actors in proximate causes) (Hersperger et al. 2010) (Chapter 7).
Policy design and formulation has often been strongly sectoral. For example, agricultural policy might be concerned with food security, but have little concern for environmental protection or human health. As food, energy and water security and the conservation of biodiversity rank highly on the Agenda 2030 for Sustainable Development, the promotion of synergies between and across sectoral policies is important (IPBES 2018a 859 ). This can also reduce the risks of anthropogenic climate forcing through mitigation, and bring greater collaboration between scientists, policymakers, the private sector and land managers in adapting to climate change (FAO 2015a 860 ). Polycentric governance (Section 7.6) has emerged as an appropriate way of handling resource management problems, in which the decision-making centres take account of one another in competitive and cooperative relationships and have recourse to conflict resolution mechanisms (Carlisle and Gruby 2017 861 ). Polycentric governance is also multi-scale and allows the interaction between actors at different levels (local, regional, national and global) in managing common pool resources such as forests or aquifers.
Implementation of systemic, nexus approaches has been achieved through socio-ecological systems (SES) frameworks that emerged from studies of how institutions affect human incentives, actions and outcomes (Ostrom and Cox 2010 862 ). Recognition of the importance of SES laid the basis for alternative formulations to tackle the sustainable management of land resources focusing specifically on institutional and governance outcomes (Lebel et al. 2006 863 ; Bodin 2017 864 ). The SES approach also addresses the multiple scales in which the social and ecological dimensions interact (Veldkamp et al. 2011 865 ; Myers et al. 2016 866 ; Azizi et al. 2017 867 ) (Section 6.1).
Adaptation or resilience pathways within the SES frameworks require several attributes, including indigenous and local knowledge (ILK) and trust building for deliberative decision-making and effective collective action, polycentric and multi-layered institutions and responsible authorities that pursue just distributions of benefits to enhance the adaptive capacity of vulnerable groups and communities (Lebel et al. 2006 868 ). The nature, source and mode of knowledge generation are critical to ensure that sustainable solutions are community-owned and fully integrated within the local context (Mistry and Berardi 2016 869 ; Schneider and Buser 2018 870 ). Integrating ILK with scientific information is a prerequisite for such community-owned solutions (Cross-Chapter Box 13 in Chapter 7). ILK is context-specific, transmitted orally or through imitation and demonstration, adaptive to changing environments, and collectivised through a shared social memory (Mistry and Berardi 2016 871 ). ILK is also holistic since indigenous people do not seek solutions aimed at adapting to climate change alone, but instead look for solutions to increase their resilience to a wide range of shocks and stresses (Mistry and Berardi 2016 872 ). ILK can be deployed in the practice of climate governance, especially at the local level where actions are informed by the principles of decentralisation and autonomy (Chanza and de Wit 2016 873 ). ILK need not be viewed as needing confirmation or disapproval by formal science, but rather it can complement scientific knowledge (Klein et al. 2014 874 ).
The capacity to apply individual policy instruments and policy mixes is influenced by governance modes. These modes include hierarchical governance that is centralised and imposes policy through top-down measures, decentralised governance in which public policy is devolved to regional or local government, public-private partnerships that aim for mutual benefits for the public and private sectors and self or private governance that involves decisions beyond the realms of the public sector (IPBES 2018a 875 ). These governance modes provide both constraints and opportunities for key actors that impact the effectiveness, efficiency and equity of policy implementation.
1.4.2 Gender agency as a critical factor in climate and land sustainability outcomes
Environmental resource management is not gender neutral. Gender is an essential variable in shaping ecological processes and change, building better prospects for livelihoods and sustainable development (Resurrección 2013 876 ) (Cross-Chapter Box 11 in Chapter 7). Entrenched legal and social structures and power relations constitute additional stressors that render women’s experience of natural resources disproportionately negative when compared to men. Socio-economic drivers and entrenched gender inequalities affect land-based management (Agarwal 2010 877 ). The intersections between climate change, gender and climate adaptation takes place at multiple scales: household, national and international, and adaptive capacities are shaped through power and knowledge.
Germaine to the gender inequities is the unequal access to land-based resources. Women play a significant role in agriculture (Boserup 1989 878 ; Darity 1980 879 ) and rural economies globally (FAO 2011 880 ), but are well below their share of labour in agriculture globally (FAO 2011). In 59% of 161 surveyed countries, customary, traditional and religious practices hinder women’s land rights (OECD 2014 881 ). Moreover, women typically shoulder disproportionate responsibility for unpaid domestic work including care-giving activities (Beuchelt and Badstue 2013 882 ) and the provision of water and firewood (UNEP 2016 883 ). Exposure to violence restricts, in large regions, their mobility for capacity-building activities and productive work outside the home (Day et al. 2005 884 ; UNEP 2016 885 ). Large-scale development projects can erode rights, and lead to over-exploitation of natural resources. Hence, there are cases where reforms related to land-based management, instead of enhancing food security, have tended to increase the vulnerability of both women and men and reduce their ability to adapt to climate change (Pham et al. 2016 886 ). Access to, and control over, land and land-based resources is essential in taking concrete action on land-based mitigation, and inadequate access can affect women’s rights and participation in land governance and management of productive assets.
Timely information, such as from early warning systems, is critical in managing risks, disasters, and land degradation, and in enabling land-based adaptation. Gender, household resources and social status, are all determinants that influence the adoption of land-based strategies (Theriault et al. 2017 887 ). Climate change is not a lone driver in the marginalisation of women; their ability to respond swiftly to its impacts will depend on other socio-economic drivers that may help or hinder action towards adaptive governance. Empowering women and removing gender-based inequities constitutes a mechanism for greater participation in the adoption of sustainable practices of land management (Mello and Schmink 2017 888 ). Improving women’s access to land (Arora-Jonsson 2014 889 ) and other resources (water) and means of economic livelihoods (such as credit and finance) are the prerequisites to enable women to participate in governance and decision-making structures (Namubiru-Mwaura 2014 890 ). Still, women are not a homogenous group, and distinctions through elements of ethnicity, class, age and social status, require a more nuanced approach and not a uniform treatment through vulnerability lenses only. An intersectional approach that accounts for various social identifiers under different situations of power (Rao 2017 891 ) is considered suitable to integrate gender into climate change research and helps to recognise overlapping and interdependent systems of power (Djoudi et al. 2016 892 ; Kaijser and Kronsell 2014 893 ; Moosa and Tuana 2014 894 ; Thompson-Hall et al. 2016 895 ).
1.4.3 Policy instruments
Policy instruments enable governance actors to respond to environmental and societal challenges through policy action. Examples of the range of policy instruments available to public policymakers are discussed below based on four categories of instruments: (i) legal and regulatory instruments, (ii) rights-based instruments and customary norms, (iii) economic and financial instruments, and (iv) social and cultural instruments.
1.4.3.1 Legal and regulatory instruments
Legal and regulatory instruments deal with all aspects of intervention by public policy organisations to correct market failures, expand market reach, or intervene in socially relevant areas with inexistent markets. Such instruments can include legislation to limit the impacts of intensive land management, for example, protecting areas that are susceptible to nitrate pollution or soil erosion. Such instruments can also set standards or threshold values, for example, mandated water quality limits, organic production standards, or geographically defined regional food products. Legal and regulatory instruments may also define liability rules, for example, where environmental standards are not met, as well as establishing long-term agreements for land resource protection with land owners and land users.
1.4.3.2 Economic and financial instruments
Economic (such as taxes, subsidies) and financial (weather-index insurance) instruments deal with the many ways in which public policy organisations can intervene in markets. A number of instruments are available to support climate mitigation actions including public provision, environmental regulations, creating property rights and markets (Sterner 2003 896 ). Market-based policies such as carbon taxes, fuel taxes, cap and trade systems or green payments have been promoted (mostly in industrial economies) to encourage markets and businesses to contribute to climate mitigation, but their effectiveness to date has not always matched expectations (Grolleau et al. 2016 897 ) (Section 7.4.4). Market-based instruments in ecosystem services generate both positive (incentives for conservation), but also negative environmental impacts, and also push food prices up or increase price instability (Gómez-Baggethun and Muradian 2015 898 ; Farley and Voinov 2016 899 ). Footprint labels can be an effective means of shifting consumer behaviour. However, private labels focusing on a single metric (e.g., carbon) may give misleading signals if they target a portion of the life cycle (e.g., transport) (Appleton 2009 900 ) or ignore other ecological indicators (water, nutrients, biodiversity) (van Noordwijk and Brussaard 2014 901 ).
Effective and durable, market-led responses for climate mitigation depend on business models that internalise the cost of emissions into economic calculations. Such ‘business transformation’ would itself require integrated policies and strategies that aim to account for emissions in economic activities (Biagini and Miller 2013 902 ; Weitzman 2014 903 ; Eidelwein et al. 2018 904 ). International initiatives such as REDD+ and agricultural commodity roundtables (beef, soybeans, palm oil, sugar) are expanding the scope of private sector participation in climate mitigation (Nepstad et al. 2013 905 ), but their impacts have not always been effective (Denis et al. 2014 906 ). Payments for environmental services (PES) defined as “voluntary transactions between service users and service providers that are conditional on agreed rules of natural resource management for generating offsite services” (Wunder 2015 907 ) have not been widely adopted and have not yet been demonstrated to deliver as effectively as originally hoped (Börner et al. 2017 908 ) (Sections 7.4 and 7.5). PES in forestry were shown to be effective only when coupled with appropriate regulatory measures (Alix-Garcia and Wolff 2014 909 ). Better designed and expanded PES schemes would encourage integrated soil–water–nutrient management packages (Stavi et al. 2016 910 ), services for pollinator protection (Nicole 2015 911 ), water use governance under scarcity, and engage both public and private actors (Loch et al. 2013 912 ). Effective PES also requires better economic metrics to account for human- directed losses in terrestrial ecosystems and to food potential, and to address market failures or externalities unaccounted for in market valuation of ecosystem services.
Resilient strategies for climate adaptation can rely on the construction of markets through social networks as in the case of livestock systems (Denis et al. 2014 913 ) or when market signals encourage adaptation through land markets or supply chain incentives for sustainable land management practices (Anderson et al. 2018 914 ). Adequate policy (through regulations, investments in research and development or support to social capabilities) can support private initiatives for effective solutions to restore degraded lands (Reed and Stringer 2015 915 ), or mitigate against risk and to avoid shifting risks to the public (Biagini and Miller 2013 916 ). Governments, private business, and community groups could also partner to develop sustainable production codes (Chartres and Noble 2015 917 ), and in co-managing land-based resources (Baker and Chapin 2018 918 ), while public-private partnerships can be effective mechanisms in deploying infrastructure to cope with climatic events (floods) and for climate-indexed insurance (Kunreuther 2015 919 ). Private initiatives that depend on trade for climate adaptation and mitigation require reliable trading systems that do not impede climate mitigation objectives (Elbehri et al. 2015 920 ; Mathews 2017 921 ).
1.4.3.3 Rights-based instruments and customary norms
Rights-based instruments and customary norms deal with the equitable and fair management of land resources for all people (IPBES 2018a 922 ). These instruments emphasise the rights in particular of indigenous peoples and local communities, including for example, recognition of the rights embedded in the access to, and use of, common land. Common land includes situations without legal ownership (e.g., hunter-gathering communities in South America or Africa, and bushmeat), where the legal ownership is distinct from usage rights (Mediterranean transhumance grazing systems), or mixed ownership-common grazing systems (e.g., crofting in Scotland). A lack of formal (legal) ownership has often led to the loss of access rights to land, where these rights were also not formally enshrined in law, which especially effects indigenous communities, for example, deforestation in the Amazon basin. Overcoming the constraints associated with common-pool resources (forestry, fisheries, water) are often of economic and institutional nature (Hinkel et al. 2014 923 ) and require tackling the absence or poor functioning of institutions and the structural constraints that they engender through access and control levers using policies and markets and other mechanisms (Schut et al. 2016 924 ). Other examples of rights-based instruments include the protection of heritage sites, sacred sites and peace parks (IPBES 2018a 925 ). Rights-based instruments and customary norms are consistent with the aims of international and national human rights, and the critical issue of liability in the climate change problem.
1.4.3.4 Social and cultural norms
Social and cultural instruments are concerned with the communication of knowledge about conscious consumption patterns and resource-effective ways of life through awareness raising, education and communication of the quality and the provenance of land-based products. Examples of the latter include consumption choices aided by ecolabelling (Section 1.4.3.2) and certification. Cultural indicators (such as social capital, cooperation, gender equity, women’s knowledge, socio-ecological mobility) contribute to the resilience of social-ecological systems (Sterling et al. 2017 926 ). Indigenous communities (such as the Inuit and Tsleil Waututh Nation in Canada) that continue to maintain traditional foods exhibit greater dietary quality and adequacy (Sheehy et al. 2015 927 ). Social and cultural instruments also include approaches to self-regulation and voluntary agreements, especially with respect to environmental management and land resource use. This is becoming especially irrelevant for the increasingly important domain of corporate social responsibility (Halkos and Skouloudis 2016 928 ).== 1.5 The interdisciplinary nature of the SRCCL ==
Assessing the land system in view of the multiple challenges that are covered by the SRCCL requires a broad, inter-disciplinary perspective. Methods, core concepts and definitions are used differently in different sectors, geographic regions, and across academic communities addressing land systems, and these concepts and approaches to research are also undergoing a change in their interpretation through time. These differences reflect varying perspectives, in nuances or emphasis, on land as components of the climate and socio-economic systems. Because of its inter-disciplinary nature, the SRCCL can take advantage of these varying perspectives and the diverse methods that accompany them. That way, the report aims to support decision- makers across sectors and world regions in the interpretation of its main findings and support the implementation of solutions.== ===== Footnotes ===
- Different communities have a different understanding of the concept of pathways (IPCC 2018). Here, we refer to pathways as a description of the time-dependent actions required to move from today’s world to a set of future visions (IPCC 2018). However, the term pathways is commonly used in the climate change literature as a synonym for projections or trajectories (e.g., shared socio-economic pathways).
- Uncertainty here is defined as the coefficient of variation CV. In the case of micrometeorological fluxes they refer to random errors and CV of daily average.
- >100 for fluxes less than 5 gN 2 O-N ha –1 d –1 .== ===== References ===
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Contributors
Coordinating Lead Authors:
Almut Arneth (Germany), Fatima Denton (The Gambia)
Lead Authors:
Fahmuddin Agus (Indonesia), Aziz Elbehri (Morocco), Karlheinz Erb (Italy), Balgis Osman Elasha (Côte d’Ivoire), Mohammad Rahimi (Iran), Mark Rounsevell (United Kingdom), Adrian Spence (Jamaica), Riccardo Valentini (Italy)
Contributing Authors:
Peter Alexander (United Kingdom), Yuping Bai (China), Ana Bastos (Portugal/Germany),
Niels Debonne (The Netherlands), Jan Fuglestvedt (Norway), Rafaela Hillerbrand (Germany),
Baldur Janz (Germany), Thomas Kastner (Austria), Ylva Longva (United Kingdom),
Patrick Meyfroidt (Belgium), Michael O’Sullivan (United Kingdom)
Review Editors:
Edvin Aldrian (Indonesia), Bruce McCarl (The United States of America),
María José Sanz Sánchez (Spain)
Chapter Scientists:
Yuping Bai (China), Baldur Janz (Germany)
This chapter should be cited as:
Arneth, A., F. Denton, F. Agus, A. Elbehri, K. Erb, B. Osman Elasha, M. Rahimi, M. Rounsevell, A. Spence, R. Valentini, 2019: Framing and Context. In: Climate Change and Land: an IPCC special report on climate change, desertification, land degradation, sustainable land management, food security, and greenhouse gas fluxes in terrestrial ecosystems [P.R. Shukla, J. Skea, E. Calvo Buendia, V. Masson-Delmotte, H.-O. Pörtner, D.C. Roberts, P. Zhai, R. Slade, S. Connors, R. van Diemen, M. Ferrat, E. Haughey, S. Luz, S. Neogi, M. Pathak, J. Petzold, J. Portugal Pereira, P. Vyas, E. Huntley,
K. Kissick, M. Belkacemi, J. Malley, (eds.)]. https://doi.org/10.1017/9781009157988.003
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